{"schema_version":"1.1","canonical":"https://snn.tw/evidence-record-policy","publisher":"SNN.TW","updated_at":"2026-11-07","scope":{"zh":"本規則固定 CAE、EKS、EXEC 的主文欄位與交付要求。新委託於本規則正式上線後引用本版；既有案件依其適用文件確認，不追溯改寫歷史或已確認訂單。CASE 沿用既有研究範圍與 12 CAE＋6 EKS＋3 EXEC 門檻。","en":"This policy fixes the narrative fields and delivery requirements for CAE, EKS and EXEC. New engagements reference this edition after its publication. Existing engagements follow their applicable documents; historical records and confirmed orders are not retroactively rewritten. CASE retains its agreed research scope and 12 CAE, 6 EKS and 3 EXEC prerequisites."},"summary":{"zh":"SNN.TW 協助企業把公司治理的「人、事、時、地、物＋版本來源」，整理成可追溯的證據紀錄。","en":"SNN.TW structures internal corporate-governance evidence through six elements: people and entities, matters, time, scope and location, evidence objects, and versions and sources."},"revision_summary":{"zh":"同一受控連結的持續更新僅適用 CAE。EKS 保存當次方法，EXEC 保存當次決策；後續實質演進另立新專案與獨立紀錄。各服務的原始錯誤均循受控更正程序留痕。","en":"Continuing updates at the same controlled URL apply only to CAE. EKS preserves the practice at the time and EXEC preserves the decision at the time. Subsequent substantive changes require a new project and independent record. Original errors in every service follow the controlled correction process."},"engagement_boundary":{"zh":"更新範圍、期間、修改輪次、格式、時程與費用依適用委託文件確認。可更新不代表企業可自行發布、永久免費維護、獨立查證或合規結論。來源、事實、編輯與發布核准分別處理。","en":"Update scope, coverage period, revision rounds, format, schedule and fees follow the applicable engagement documents. Update eligibility does not confer self-publication, perpetual free maintenance, independent verification or a compliance conclusion. Source review, factual confirmation, editorial review and publication approval remain distinct."},"missing_field_rule":{"zh":"固定欄位不得刪除。缺件須標示未提供、尚待確認、不適用或受限不公開，並說明原因及影響。核心身分、事項、截止或來源不足時停止相關主張發布，在原服務內補件；服務變更須書面確認。","en":"Fixed fields must remain present. Missing information is marked not provided, pending confirmation, not applicable or restricted, with a reason and its effect. Missing core identity, matter, cutoff or supporting source blocks the affected publication claim. Request supplements within the selected service; service changes require written confirmation."},"packaging_elements":[{"id":"people","name":{"zh":"人","en":"People and entities"},"definition":{"zh":"責任企業，以及參與、決策、執行與確認角色。","en":"The accountable entity and participating, deciding, implementing and confirming roles."}},{"id":"matter","name":{"zh":"事","en":"Matter"},"definition":{"zh":"已發生事件、實際採用方法或已作成決策。","en":"An event that occurred, a practice actually used or a decision already made."}},{"id":"time","name":{"zh":"時","en":"Time"},"definition":{"zh":"事件時間、資料期間、截止日、首次發布及更新時間。","en":"Event time, evidence period, cutoff, initial publication and revision time."}},{"id":"scope","name":{"zh":"地","en":"Scope and location"},"definition":{"zh":"場址、組織、供應鏈、產品、對象或樣本邊界。","en":"Site, organisational, supply-chain, product, population or sample boundaries."}},{"id":"objects","name":{"zh":"物","en":"Evidence objects"},"definition":{"zh":"支持主張的文件、數據、作業產出與結果資料。","en":"Documents, data, outputs and result information supporting a claim."}},{"id":"versions_sources","name":{"zh":"版本來源","en":"Versions and sources"},"definition":{"zh":"實際依據的制度與文件版本、資料出處及取得確認與變更沿革。","en":"The actual institutional and document editions, source identity and acquisition, review and change history."}}],"common_fields":[{"id":"G01","position":1,"label":{"zh":"紀錄識別","en":"Record identity"},"requirement":{"zh":"Record ID、服務類型、關聯事件／方法／決策 ID。","en":"Record ID, service and related event, practice or decision ID."},"required":true},{"id":"G02","position":2,"label":{"zh":"委託識別","en":"Engagement identity"},"requirement":{"zh":"新委託綁定 IGC ID、Order ID 與法人；歷史未知不補造。","en":"Link new engagements to IGC ID, order and entity; never invent historical identifiers."},"required":true},{"id":"G03","position":3,"label":{"zh":"名稱與語言","en":"Titles and languages"},"requirement":{"zh":"雙語標題摘要與語言；日期、數值與限制一致。","en":"Bilingual titles, summaries and languages with consistent dates, figures and limitations."},"required":true},{"id":"G04","position":4,"label":{"zh":"主體與角色","en":"Entities and roles"},"requirement":{"zh":"正式法人、登記依據、法域、產業、相對方與本案角色。","en":"Legal entity, registration basis, jurisdiction, industry, counterparties and roles."},"required":true},{"id":"G05","position":5,"label":{"zh":"時間與精度","en":"Time and precision"},"requirement":{"zh":"事件、期間、截止、首次發布與更新時間分開，保留實際精度。","en":"Separate event, period, cutoff, initial publication and update dates; retain real precision."},"required":true},{"id":"G06","position":6,"label":{"zh":"範圍與制度基準","en":"Scope and institutional basis"},"requirement":{"zh":"場址、組織、產品、樣本及實際採用版本與依據。","en":"Site, organisation, product, sample, adopted editions and their basis."},"required":true},{"id":"G07","position":7,"label":{"zh":"主文欄位","en":"Narrative fields"},"requirement":{"zh":"CAE 12、EKS 8、EXEC 12 節，不因缺件刪欄。","en":"Keep all 12 CAE, 8 EKS or 12 EXEC sections, including missing-information states."},"required":true},{"id":"G08","position":8,"label":{"zh":"主張登錄","en":"Claim register"},"requirement":{"zh":"Claim ID、說法、歸屬、支持程度、來源與限制。","en":"Claim ID, statement, attribution, support, sources and limits."},"required":true},{"id":"G09","position":9,"label":{"zh":"來源登錄","en":"Source register"},"requirement":{"zh":"Source ID、出具者、日期版本、位置、權限及支持關係。","en":"Source ID, issuer, date, edition, locator, permissions and supported claims."},"required":true},{"id":"G10","position":10,"label":{"zh":"數據與結果","en":"Data and results"},"requirement":{"zh":"數值單位、期間、性質、方法、基準、分母與範圍。","en":"Value, unit, period, data nature, method, baseline, denominator and scope."},"required":true},{"id":"G11","position":11,"label":{"zh":"Topic 關聯","en":"Topic relationships"},"requirement":{"zh":"有支持的具名 Topic、強度、理由、方法論來源與限制。","en":"Supported named Topics, strengths, reasons, methodological sources and limits."},"required":true},{"id":"G12","position":12,"label":{"zh":"權利與利益揭露","en":"Rights and interests"},"requirement":{"zh":"逐來源權限、去識別、可公開敘述與實際合作關係。","en":"Per-source rights, de-identification, permitted summaries and actual relationships."},"required":true},{"id":"G13","position":13,"label":{"zh":"確認與發布","en":"Review and publication"},"requirement":{"zh":"事實、來源、編輯與發布核准分別記錄人、時間與版本。","en":"Separate factual, source, editorial and publication reviewers, times and versions."},"required":true},{"id":"G14","position":14,"label":{"zh":"交付與沿革","en":"Delivery and history"},"requirement":{"zh":"項目、版本、日期、狀態、政策、更正及核准後網址。","en":"Items, editions, dates, states, policy, corrections and approved canonical URL."},"required":true}],"services":{"CAE":{"narrative_field_count":12,"narrative_fields":[{"id":"C01","position":1,"label":{"zh":"紀錄摘要","en":"Record summary"},"requirement":{"zh":"單一事件、責任主體、資料截止與本次範圍。","en":"Single event, accountable entity, data cutoff and record scope."},"required":true},{"id":"C02","position":2,"label":{"zh":"事件身分","en":"Event identity"},"requirement":{"zh":"主體、相對方、事件類型、責任角色、原始時間與場域。","en":"Entities, counterparties, event type, roles, original time and location."},"required":true},{"id":"C03","position":3,"label":{"zh":"已發生事項","en":"What happened"},"requirement":{"zh":"公告、簽署、生效、交付與完成分列，不以公告推定完成。","en":"Distinguish announcement, signing, effectiveness, delivery and completion."},"required":true},{"id":"C04","position":4,"label":{"zh":"已確認事實","en":"Confirmed facts"},"requirement":{"zh":"逐項事實、來源與支持程度。","en":"Individual facts, supporting sources and degree of support."},"required":true},{"id":"C05","position":5,"label":{"zh":"歸屬性主張","en":"Attributed claims"},"requirement":{"zh":"說話主體與支持範圍，與編輯判斷分開。","en":"Attribution and supported scope, separated from editorial interpretation."},"required":true},{"id":"C06","position":6,"label":{"zh":"支持來源","en":"Supporting evidence"},"requirement":{"zh":"Source ID、對應 Claim ID、權限與回查位置。","en":"Source IDs, linked claim IDs, permissions and source locators."},"required":true},{"id":"C07","position":7,"label":{"zh":"數據適用範圍","en":"Data scope"},"requirement":{"zh":"數值、單位、期間、基準、方法與場址或樣本範圍。","en":"Values, units, periods, baselines, methods and site or sample boundaries."},"required":true},{"id":"C08","position":8,"label":{"zh":"截至目前狀態","en":"Status at cutoff"},"requirement":{"zh":"進度、條件、未完成事項、暫停或取消。","en":"Progress, conditions, outstanding matters, suspension or cancellation."},"required":true},{"id":"C09","position":9,"label":{"zh":"未確認與排除事項","en":"Unconfirmed and excluded matters"},"requirement":{"zh":"尚無支持的主張、缺件、矛盾與排除理由。","en":"Unsupported claims, gaps, contradictions and reasons for exclusion."},"required":true},{"id":"C10","position":10,"label":{"zh":"證據支持邊界","en":"Evidence boundary"},"requirement":{"zh":"可支持及不可外推的結論、來源與方法限制。","en":"Supported conclusions, prohibited extrapolation and source or method limitations."},"required":true},{"id":"C11","position":11,"label":{"zh":"委託與利益揭露","en":"Engagement and interests"},"requirement":{"zh":"依實際依據記錄關係，未知不推定付費或背書。","en":"Evidence-based disclosure of relationships; unknown payment remains unknown."},"required":true},{"id":"C12","position":12,"label":{"zh":"紀錄沿革與關聯","en":"History and related records"},"requirement":{"zh":"首次發布、更新或更正、政策及前後紀錄關係。","en":"Initial publication, updates or corrections, policy and record relationships."},"required":true}],"update_policy":{"service_type":"CAE","policy_url":"https://snn.tw/evidence-record-policy","policy_version":"1.1","continuing_updates":true,"mode":"controlled_append_with_fixed_event_baseline","original_error_corrections":"controlled_review_with_reason_sources_and_history","new_project_on_substantive_change":true,"frozen_baseline":["accountable_entity","core_event_objective_attribution","location_and_scope","institutional_edition_actually_adopted"],"dynamic_elements":["time_additions","evidence_and_data_additions"],"updates_increase_prerequisite_counts":false,"commercial_terms":"applicable_engagement_scope_period_rounds_schedule_and_fees","historical_records_retroactively_rewritten":false}},"EKS":{"narrative_field_count":8,"narrative_fields":[{"id":"K01","position":1,"label":{"zh":"問題與背景","en":"Problem and background"},"requirement":{"zh":"具體問題、原有狀況與處理原因。","en":"The specific problem, prior state and reason for acting."},"required":true},{"id":"K02","position":2,"label":{"zh":"作業條件","en":"Operating conditions"},"requirement":{"zh":"案件、場址、期間、輸入、授權與保密範圍。","en":"Case, site, period, inputs, permissions and confidentiality boundaries."},"required":true},{"id":"K03","position":3,"label":{"zh":"採用方法","en":"Method adopted"},"requirement":{"zh":"實際方法、步驟、選用依據、控制節點與版本。","en":"Actual method, steps, selection grounds, controls and edition used."},"required":true},{"id":"K04","position":4,"label":{"zh":"執行過程","en":"Implementation"},"requirement":{"zh":"完成節點、日期、輸入輸出、執行覆核角色與來源。","en":"Completed nodes, dates, inputs, outputs, responsible reviewers and sources."},"required":true},{"id":"K05","position":5,"label":{"zh":"資源與組織","en":"Resources and organisation"},"requirement":{"zh":"人員、工具與投入；缺少工時或成本時明示。","en":"People, tools and resources; identify missing time or cost information."},"required":true},{"id":"K06","position":6,"label":{"zh":"結果與證據","en":"Results and evidence"},"requirement":{"zh":"已形成產出、可支持結果、主張來源與數據邊界。","en":"Outputs and supported results, claim-to-source links and data boundaries."},"required":true},{"id":"K07","position":7,"label":{"zh":"困難失敗與限制","en":"Difficulties failures and limits"},"requirement":{"zh":"障礙、修正、未達成事項、例外與外推限制。","en":"Obstacles, adjustments, unmet outcomes, exceptions and extrapolation limits."},"required":true},{"id":"K08","position":8,"label":{"zh":"方法成立條件","en":"Conditions for reuse"},"requirement":{"zh":"重用所需能力、資料、適用及停止條件。","en":"Capabilities, information, applicability and stopping conditions for reuse."},"required":true}],"update_policy":{"service_type":"EKS","policy_url":"https://snn.tw/evidence-record-policy","policy_version":"1.1","continuing_updates":false,"mode":"point_in_time_record_new_project_for_substantive_change","original_error_corrections":"controlled_review_with_reason_sources_and_history","new_project_on_substantive_change":true,"frozen_baseline":[],"dynamic_elements":[],"updates_increase_prerequisite_counts":false,"commercial_terms":"applicable_engagement_scope_period_rounds_schedule_and_fees","historical_records_retroactively_rewritten":false}},"EXEC":{"narrative_field_count":12,"narrative_fields":[{"id":"X01","position":1,"label":{"zh":"主管身分與決策權責","en":"Decision maker and authority"},"requirement":{"zh":"姓名、職稱、企業、當時職權與本案責任。","en":"Name, title, entity, authority at the time and responsibility for this decision."},"required":true},{"id":"X02","position":2,"label":{"zh":"決策背景","en":"Decision context"},"requirement":{"zh":"觸發問題、原有營運情況、時間與判斷原因。","en":"Trigger, operating circumstances, time and reason a decision was needed."},"required":true},{"id":"X03","position":3,"label":{"zh":"決策限制","en":"Decision constraints"},"requirement":{"zh":"當時的資源、契約、資料、技術與營運限制。","en":"Resource, contractual, information, technical and operational constraints at the time."},"required":true},{"id":"X04","position":4,"label":{"zh":"資訊與決策基礎","en":"Information and decision basis"},"requirement":{"zh":"當時已取得資訊、測試、資料、考量與不確定性。","en":"Information available then, testing, records, considerations and uncertainty."},"required":true},{"id":"X05","position":5,"label":{"zh":"已作成的決策","en":"Decision made"},"requirement":{"zh":"具體決定、日期、範圍、責任與已啟動行動。","en":"Actual decision, date, scope, accountability and action already initiated."},"required":true},{"id":"X06","position":6,"label":{"zh":"已投入資源","en":"Resources committed"},"requirement":{"zh":"已投入人員、工具、時間或資金；缺件明示。","en":"People, tools, time or capital actually committed; identify gaps."},"required":true},{"id":"X07","position":7,"label":{"zh":"治理責任","en":"Governance responsibilities"},"requirement":{"zh":"核定、執行、覆核、風險管理與控制證據。","en":"Approval, implementation, review, risk management and control evidence."},"required":true},{"id":"X08","position":8,"label":{"zh":"執行方式","en":"Implementation approach"},"requirement":{"zh":"落地方式、執行節點與實際採用範圍。","en":"Implementation, execution nodes and actual adoption boundaries."},"required":true},{"id":"X09","position":9,"label":{"zh":"截至當時結果","en":"Results at cutoff"},"requirement":{"zh":"截至截止日可支持產出、數據口徑與限制。","en":"Outputs or results supported at cutoff, measurement basis and limitations."},"required":true},{"id":"X10","position":10,"label":{"zh":"調整與未完成事項","en":"Adjustments and unmet outcomes"},"requirement":{"zh":"已發生調整、未完成結果、失敗與限制。","en":"Adjustments already made, unmet outcomes, failures and limits."},"required":true},{"id":"X11","position":11,"label":{"zh":"書面確認引言","en":"Approved written quotations"},"requirement":{"zh":"原文、發言人、來源及書面確認；無核准引言則明示。","en":"Original text, speaker, source and written approval; explicitly state when none is approved."},"required":true},{"id":"X12","position":12,"label":{"zh":"證據與利益揭露","en":"Evidence and interests"},"requirement":{"zh":"書面依據、確認責任、權限、委託及編輯責任。","en":"Written evidence, confirmation, permissions, engagement and editorial responsibility."},"required":true}],"update_policy":{"service_type":"EXEC","policy_url":"https://snn.tw/evidence-record-policy","policy_version":"1.1","continuing_updates":false,"mode":"point_in_time_record_new_project_for_substantive_change","original_error_corrections":"controlled_review_with_reason_sources_and_history","new_project_on_substantive_change":true,"frozen_baseline":[],"dynamic_elements":[],"updates_increase_prerequisite_counts":false,"commercial_terms":"applicable_engagement_scope_period_rounds_schedule_and_fees","historical_records_retroactively_rewritten":false}}},"shared_registers":[{"id":"claims","label":{"zh":"主張表","en":"Claim register"},"fields":["claim_id","statement_zh","statement_en","claim_type","attributed_entity","period","scope","source_ids","support_status","limitations","confirmation_reference"]},{"id":"sources","label":{"zh":"來源表","en":"Source 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